Edward I. Frankel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Irwin Frankel was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1972. Edward had worked at 12 firms and has passed the Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2004 - June 19, 2012
AARON CAPITAL INCORPORATED
November 4, 1993 - January 4, 2002
ARAGON FINANCIAL SERVICES, INC.
September 6, 1990 - December 21, 1993
INTREPID SECURITIES, INC.
June 7, 1989 - February 7, 1990
WALNUT STREET SECURITIES, INC.
August 7, 1987 - February 2, 1988
AGFC INVESTMENT SECURITIES
October 25, 1985 - July 21, 1987
PRINCIPAL SECURITIES, INC.
November 26, 1982 - September 16, 1985
UR FINANCIAL, INC.
February 22, 1982 - April 9, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
January 13, 1982 - February 12, 1982
FREDERICK & CO 0
April 9, 1979 - December 9, 1981
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
March 12, 1973 - October 2, 1976
THE VARIABLE ANNUITY MARKETING COMPANY
December 1, 1972 - March 23, 1973
THE VARIABLE ANNUITY MARKETING COMPANY OF NEW JERSEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 11/12/1973
General Securities Principal ExaminationCurrent Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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