William M. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Mikkel King was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 3 firms and has passed the Series 63, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 1996 - November 29, 1999
CAMBRIDGE FINANCIAL CORPORATION
October 20, 1993 - December 23, 1993
WORTHINGTON & DUNN SECURITIES INC.
March 18, 1991 - June 30, 1993
KINLAW SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/2/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
CAMBRIDGE FINANCIAL CORPORATION
CRD#: 28258 / SEC#: , 8-43341
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
