Jackie G. Gross
Professional summary
Jackie Glynn Gross SR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jackie is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Jackie had worked at 9 firms, which includes MORGAN SPAULDING INC., ATLANTIC PACIFIC FINANCIAL INC., SANFORD ROBERTS INC., WORTHINGTON & DUNN SECURITIES INC., MACARTHUR STRATEGIES INC., MAXXEL SECURITIES INC., OMNI SECURITIES INC., FRANCIS ANTHONY SECURITIES INC., TRADEPORTAL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 1998 - December 3, 2003
MORGAN SPAULDING, INC.
September 29, 1997 - February 24, 1998
ATLANTIC PACIFIC FINANCIAL, INC.
June 7, 1995 - July 9, 1997
ATLANTIC PACIFIC FINANCIAL, INC.
September 8, 1994 - April 21, 1995
SANFORD ROBERTS, INC.
December 21, 1993 - May 3, 1994
WORTHINGTON & DUNN SECURITIES INC.
May 12, 1993 - August 9, 1993
MACARTHUR STRATEGIES, INC.
December 9, 1991 - April 23, 1993
MAXXEL SECURITIES, INC.
September 17, 1991 - September 18, 1991
OMNI SECURITIES, INC.
September 13, 1991 - December 2, 1991
FRANCIS ANTHONY SECURITIES, INC.
March 16, 1991 - May 20, 1991
TRADEPORTAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MORGAN SPAULDING, INC.
CRD#: 44604 / SEC#: , 8-50751
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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