Kim D. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Diane Butler, who also goes by Kim Diane Hays Butler, Kim Hays, was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 1991. Kim had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2010 - June 3, 2011
1792 SECURITIES, LLC
November 14, 2008 - August 18, 2020
PROSPERITY ECONOMICS PARTNERS, LLC
October 15, 2002 - July 9, 2008
PARK AVENUE SECURITIES LLC
May 3, 1999 - July 9, 2008
PARK AVENUE SECURITIES LLC
July 12, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
May 11, 1993 - July 10, 1996
HORNOR, TOWNSEND & KENT, LLC
February 28, 1991 - May 13, 1993
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
1792 SECURITIES, LLC
CRD#: 146048 / SEC#: , 8-67779
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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