Michael C. Owens

CAROLINA FINANCIAL SERVICES GROUP

Greenville, NC 27858

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CRD#: 2128682

Professional summary

Michael Christopher Owens, who also goes by Michael C. Owens, is a registered financial advisor currently at CAROLINA FINANCIAL SERVICES GROUP, INC. located in Greenville, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael C. Owens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAROLINA FINANCIAL SERVICES GROUP; GREENVILLE, NC; INSURANCE PRODUCTS, SALES, AND SERVICES; INSURANCE AGENT; 01/2007; APPROXIMATELY 10% EACH MONTH. CAROLINA FINANCIAL SERVICES GROUP. 905-B CONFERENCE DR., GREENVILLE, NC 27858. I AM OWNER OF THIS INVESTMENT ADVISORY FIRM. I WILL DEVOTE 200 HOURS PER WEEK TO THIS BUSINESS. I AM COMPENSATED BY FEES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Owens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2012 - Present

CAROLINA FINANCIAL SERVICES GROUP, INC.

Office #1: 905-b Conference Drive, Greenville, NC 27858

RIA

CRD#: 149664

Greenville, NC

Past

May 25, 2012 - August 29, 2014

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

CHARLOTTE, NC

Past

January 23, 2007 - May 31, 2012

OSAIC WEALTH, INC.

RIA

CRD#: 23131

GREENVILLE, NC

Past

January 22, 2007 - May 31, 2012

OSAIC WEALTH, INC.

CRD#: 23131

GREENVILLE, NC

Past

August 9, 2002 - January 30, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

RALEIGH, NC

Past

March 8, 2002 - January 30, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

RALEIGH, NC

Past

May 5, 1999 - April 9, 2002

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

June 17, 1998 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Past

January 2, 1992 - July 2, 1998

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

May 28, 1991 - January 8, 1992

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/18/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/24/1991

General Securities Representative Examination

Current Firm

CAROLINA FINANCIAL SERVICES GROUP, INC.

CAROLINA | CAROLINA FINANCIAL SERVICES GROUP, INC. | CAROLINA FINANCIAL SERVICES GROUP

CRD#: 149664 / SEC#:

North Carolina

Registered Investment Advisory firm - (5/7/2012 Approved)

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Contact information

Main Address

905-b Conference Drive, Greenville, NC 27858

Mailing Address

Phone number

(252) 215-9095

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 37,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael C. Owens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Owens's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHEAST INVESTMENTS, N.C., INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, INC.

WACHOVIA SECURITIES, INC.

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/18/1992

Series 63

Date: 12/21/1990

Series 7

Date: 5/24/1991

Current Firm

CAROLINA FINANCIAL SERVICES GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAROLINA FINANCIAL SERVICES GROUP, INC.

TRUST BUT VERIFY

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