Shelli P. Bouillion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelli Pakebusch Bouillion, CFP®, who also goes by Shelli Rae Bouillion, Shelli P Mayhew, Shelli Pakebusch Mayhew, Shelli Parkebusch Mayhew, Shelli Rae Pakebusch, was a registered financial professional .
Shelli is a previously registered financial professional and started their career in finance in 1991. Shelli had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2023 - September 3, 2026
CORIENT
July 7, 2022 - January 3, 2023
PURSHE KAPLAN STERLING INVESTMENTS
March 3, 2021 - March 31, 2023
STAVIS & COHEN PRIVATE WEALTH, LLC
May 13, 2014 - July 8, 2022
FSC SECURITIES CORPORATION
May 3, 2010 - March 15, 2021
SCF PRIVATE WEALTH HOLDINGS, LLC
April 8, 2010 - May 28, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 25, 2008 - May 5, 2010
PNC MANAGED ACCOUNT SOLUTIONS, INC.
October 1, 2007 - February 29, 2008
FSC SECURITIES CORPORATION
November 9, 2006 - July 26, 2007
FSC SECURITIES CORPORATION
November 9, 2006 - April 13, 2010
FSC SECURITIES CORPORATION
February 3, 2003 - September 29, 2006
M HOLDINGS SECURITIES, INC.
February 3, 2003 - September 29, 2006
M HOLDINGS SECURITIES, INC.
November 21, 1996 - February 19, 2003
OSAIC WEALTH, INC.
March 21, 1993 - October 26, 1995
AMHERST SECURITIES GROUP, L.P.
September 24, 1991 - February 16, 1993
WESTCAP SECURITIES, L.P.
September 24, 1991 - February 16, 1993
WESTCAP GOVERNMENT SECURITIES, INC.
Primary Firm SEC Registration
CORIENT
CRD#: 319448 / SEC#: 801-124978
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORIENT
CRD#: 319448 / SEC#: 801-124978
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 109,685 |
| AUM (Assets Under Management) | $ 143,628,532,902 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/28/2024 | ||
| 10/27/2023 | ||
| 05/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
