Ralph B. Marra

CARTER RIDGE STRATEGIC ADVISORS

Odessa, FL

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CRD#: 2128560

Professional summary

Ralph Brian Marra is a registered financial advisor currently at CARTER RIDGE STRATEGIC ADVISORS located in Odessa, Florida.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Ralph has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Brian Marra's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2023 - Present

CARTER RIDGE STRATEGIC ADVISORS

RIA

CRD#: 322160

Odessa, FL

Past

January 10, 2022 - March 11, 2022

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

JUPITER, FL

Past

June 10, 2015 - March 12, 2018

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

Clearwater, FL

Past

May 5, 2015 - October 23, 2020

NATIONAL SECURITIES CORPORATION

CRD#: 7569

CLEARWATER, FL

Past

January 3, 2013 - May 6, 2015

MORGAN STANLEY

RIA

CRD#: 149777

SHREWSBURY, NJ

Past

January 3, 2013 - May 6, 2015

MORGAN STANLEY

CRD#: 149777

SHREWSBURY, NJ

Past

May 2, 2008 - January 11, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

RED BANK, NJ

Past

May 2, 2008 - January 11, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

RED BANK, NJ

Past

July 3, 2000 - May 6, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RED BANK, NJ

Past

July 3, 2000 - May 6, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RED BANK, NJ

Past

June 8, 1999 - July 5, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 21, 1997 - June 2, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 2, 1993 - November 26, 1997

DONALD & CO. SECURITIES INC.

CRD#: 7776

TINTON FALLS, NJ

Past

May 10, 1991 - June 24, 1993

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/12/2023)

IAR

Texas
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/12/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/8/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/1996

General Securities Principal Examination

Current Firm

CARTER RIDGE STRATEGIC ADVISORS

CRD#: 322160 / SEC#:

Florida

Registered Investment Advisory firm - (5/12/2023 Approved)

Texas

Registered Investment Advisory firm - (8/22/2023 Conditional Restricted)

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Contact information

Main Address

Odessa, FL

Mailing Address

Phone number

(732) 539-2156

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 6,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ralph B. Marra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Brian Marra's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

DONALD & CO. SECURITIES INC.

HIBBARD BROWN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2022

Series 63

Date: 6/3/1991

SIE

Date: 10/1/2018

Series 3

Date: 1/12/2006

Series 7

Date: 5/8/1991

Series 24

Date: 2/2/1996

Current Firm

CARTER RIDGE STRATEGIC ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CARTER RIDGE STRATEGIC ADVISORS

TRUST BUT VERIFY

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