Ted M. Vergakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Matthew Vergakis was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1991. Ted had worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2021 - December 31, 2021
QUASAR DISTRIBUTORS, LLC
February 18, 2021 - December 31, 2021
ORBIS INVESTMENTS (U.S.), LLC
February 18, 2021 - December 31, 2021
FORESIDE DISTRIBUTION SERVICES, L.P.
May 16, 2019 - December 31, 2021
PARNASSUS FUNDS DISTRIBUTOR, LLC
February 28, 2019 - December 31, 2021
FUNDS DISTRIBUTOR, LLC
January 28, 2019 - December 31, 2021
COMPASS DISTRIBUTORS, LLC
August 17, 2018 - December 31, 2021
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
January 12, 2018 - June 23, 2020
FORESIDE ASSOCIATES, LLC
September 27, 2017 - December 31, 2021
FORESIDE INVESTMENT SERVICES, LLC
August 14, 2017 - December 31, 2021
FORESIDE GLOBAL SERVICES, LLC
May 11, 2017 - December 31, 2021
FORESIDE FINANCIAL SERVICES, LLC
October 26, 2016 - December 31, 2021
NORTHERN FUNDS DISTRIBUTORS, LLC
April 29, 2016 - June 23, 2020
FAIRHOLME DISTRIBUTORS, LLC
September 4, 2015 - December 31, 2021
IMST DISTRIBUTORS, LLC
May 5, 2015 - December 31, 2021
FORESIDE FUNDS DISTRIBUTORS LLC
February 4, 2015 - December 31, 2021
FORESIDE FUND SERVICES, LLC
November 13, 1991 - January 18, 1994
IDS LIFE INSURANCE COMPANY
November 13, 1991 - January 18, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
April 11, 1991 - September 20, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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