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TZ

Thomas P. Zidar

Some features on this profile are disabled
CRD#: 2128329
TZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Patrick Zidar was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1991. Thomas had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 5, 2006 - December 18, 2006

FOCUSED INVESTMENTS L.L.C.

BD
CRD#: 37532
CHICAGO, IL
Past

June 28, 2006 - August 26, 2025

WINTRUST INVESTMENTS LLC

BD
CRD#: 875
Chicago, IL
Past

January 3, 2002 - February 28, 2006

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL
Past

April 10, 1991 - November 30, 1993

THE TRANSPORTATION GROUP (SECURITIES) LIMITED

BD
CRD#: 24329

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/9/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/2/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/25/2002
General Securities Principal Examination

Current Firm

FI
FOCUSED INVESTMENTS L.L.C.
FOCUSED INVESTMENTS | FOCUSED SECURITIES COMPANY L.L.C. | FOCUSED INVESTMENTS L.L.C. | FOCUSED INVESTMENTS DISCOUNT DIVISION

CRD#: 37532 / SEC#: , 8-47799

BD
Terminated by SEC on 02/16/2007
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 10/21/1994
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WAYNE HUMMER INVESTMENTS L.L.C.OWNER875
BIONDO, MICHELLE KAYCHIEF COMPLIANCE OFFICER2217716
CHARLES, JENNY JOCHIEF OPERATIONS OFFICER2350604
REILLY, WILLIAM JAMESCHIEF FINANCIAL OFFICER2807975
ZIDAR, THOMAS PATRICKPRESIDENT & CEO2128329

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOCUSED INVESTMENTS L.L.C.

CRD#: 37532

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