Richard P. Passante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Paul Passante was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1991. Richard had worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2003 - December 21, 2010
PASSANTE ASSOCIATES LLC
January 3, 1995 - March 14, 2012
SECURITIES AMERICA, INC.
November 19, 1991 - December 31, 1994
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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