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Christopher Michael Reno

CRD# 2128187·Registered 1992 - 2002
Barred: Christopher Michael Reno was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Christopher Michael Reno, who also goes by Chris Michael Reno, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1992 - 2002. Christopher had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Michael Reno

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
August 21, 2002 - October 24, 2002
WEATHERLY SECURITIES CORPORATION·CRD# 11081
BD
New York, NY
July 6, 1995 - September 18, 2002
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
December 22, 1994 - April 24, 1995
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
January 7, 1992 - December 6, 1994

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Current Firm

EF
EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM, INC. | EKN FINANCIAL SERVICES INC.

CRD#: 113525 / SEC#: 8-53346
BD
Cancelled by SEC on 11/20/2013

Contact Information

Established

Delaware since 01/16/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MARGATE CAPITAL, INCPARENT COMPANY—
BORGNER, RICHARD REISSCHIEF COMPLIANCE OFFICER1104666
GIUGLIANO, THOMAS MICHAELDIRECTOR2804591
OTTIMO, ANTHONY SRCHAIRMAN & DIRECTOR2974369

Disclosures

Regulatory Event

18

Arbitration

10

Judgment/Lien

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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