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Mizanul Kabir

CRD# 2128146·Registered 1991 - 1998
Barred: Mizanul Kabir was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Mizanul Kabir was a registered financial advisor. Mizanul was a previously registered financial professional and started their career in finance 1991 - 1998. Mizanul had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

THE CAMELOT GROUP, INC.·CRD# 31091
BD
Ft Lauderdale, FL
March 21, 1998 - May 13, 1998
GLOBAL EQUITIES GROUP INC·CRD# 34039
BD
New York, NY
May 13, 1996 - January 6, 1998
LT LAWRENCE & CO., INC.·CRD# 31956
BD
New York, NY
April 9, 1994 - June 8, 1995
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
October 18, 1993 - April 15, 1994
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
December 20, 1991 - May 19, 1994
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
July 8, 1991 - December 24, 1991

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Current Firm

TC
THE CAMELOT GROUP, INC.

FIRST AMERICAN EQUITIES, INC. | THE CAMELOT GROUP, INC.

CRD#: 31091 / SEC#: 8-45288
BD
Terminated by SEC on 01/24/2004

Contact Information

Established

Oklahoma since 05/25/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAMELOT PARTNER, LLCSHAREHOLDER—
BEURET, ROBERT ROGEROPTIONS PRINCIPAL; SROP & CROP20718
COHEN, BARRY FRANCISCOMPLIANCE OFFICER1483883

Disclosures

Regulatory Event

10

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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