Brian R. Corley

BLAYLOCK VAN

Oakland, CA 94612

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CRD#: 2128078

Professional summary

Brian Ray Corley is a registered financial professional currently at BLAYLOCK VAN, LLC located in Oakland, California.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Ray Corley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2025 - Present

BLAYLOCK VAN, LLC

Office #1: 350 Frank H. Ogawa Plaza 10th Floor, Oakland, CA, 94612

CRD#: 145317

Oakland, CA

Past

May 18, 2016 - January 26, 2024

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

LOS ANGELES, CA

Past

May 21, 2013 - March 22, 2016

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

LOS ANGELES, CA

Past

December 12, 2011 - January 29, 2013

SIEBERT WILLIAMS SHANK & CO., LLC

CRD#: 42568

LOS ANGELES, CA

Past

November 17, 2010 - December 6, 2011

RICE FINANCIAL PRODUCTS COMPANY

CRD#: 21606

EL SEGUNDO, CA

Past

October 1, 2008 - July 26, 2010

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Past

May 1, 2001 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

LOS ANGELES, CA

Past

November 18, 1998 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

August 3, 1994 - September 16, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 6, 1992 - May 10, 1994

GRIGSBY & ASSOCIATES, INC.

CRD#: 13364

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/8/2025)

California
(1/22/2025)

New York
(2/2/2025)

Exams

State Security Law Exam

Series 63

Date: 1/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/1994

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 1/7/1992

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLAYLOCK VAN, LLC

BLAYLOCK BEAL VAN, LLC | BLAYLOCK VAN, LLC | BLAYLOCK ROBERT VAN, LLC

CRD#: 145317 / SEC#: 801-69136, 8-67721

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Lexington Avenue 10th Floor, Oakland, CA 94612

Mailing Address

600 Lexington Avenue 3rd Floor, New York, NY 10022

Phone number

(212) 715-6600

Established

California since 03/26/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ROBERT VAN SECURITIES, INC	SOLE VOTING MEMBER
BLAYLOCK & COMPANY, INC	NON-VOTING MEMBER
CIULLA, ALEXANDER JOHN	FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2635660
HOUGH, JERVIS BENNETT	BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER	4291302
KALISPEL TRIBAL ECONOMIC AUTHORITY	NON-VOTING MEMBER
SEAPORT GLOBAL SECURITIES LLC	SHAREHOLDER	116270
STANDIFER, ERIC VAN	MANAGER; CEO; GSP; MSP	1025776

Disclosures

Regulatory Event

Red Flags

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Brian R. Corley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Ray Corley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABRERA CAPITAL MARKETS, LLC

SAMUEL A. RAMIREZ & COMPANY, INC.

SIEBERT WILLIAMS SHANK & CO., LLC

RICE FINANCIAL PRODUCTS COMPANY

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

JPMSI

PRUDENTIAL EQUITY GROUP, LLC

GRIGSBY & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/7/1992

SIE

Date: 10/1/2018

Series 7

Date: 8/30/1994

Series 52

Date: 1/7/1992

FINRA

Current Firm

BLAYLOCK VAN, LLC

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BLAYLOCK VAN, LLC

TRUST BUT VERIFY

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