Michael E. Kellerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Eugene Kellerman, who also goes by Mike Kellerman, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2017 - December 31, 2018
KELLERMAN FINANCIAL PLANNING
May 22, 1992 - December 31, 1997
AVANTAX INVESTMENT SERVICES, INC.
February 26, 1991 - May 21, 1991
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KELLERMAN FINANCIAL PLANNING
CRD#: 284698 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
