DY
Diane L. Young
ARROWROOT FAMILY OFFICE
ROCHESTER HILLS, MI 48307
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CRD#: 2127990
DY
Professional summary
Diane Lynn Young, who also goes by Diane Eickholdt, is a registered financial advisor currently at ARROWROOT FAMILY OFFICE, LLC located in Rochester Hills, Michigan.
Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Diane has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Diane Eickholdt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE GIRL SCOUTS OF SOUTHEAST MICHIGAN; NON-INVESTMENT RELATED; 500 FISHER BUILDING 3011 WEST GRAND BLVD DETROIT MI 48202; BOARD MEMBER; STARTED 06/2010; 5 HRS/MTH; 1 HR/MTH DURING ST HOURS; ACTING BOARD MEMBER FOR THE GIRL SCOUTS. 2) WOMEN'S DEMOCRATIC CLUB OF GREATER ROCHESTER POSITION: PRESIDENT NATURE: POLITICAL CLUB INVESTMENT RELATED: NO NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2014 ADDRESS: PO BOX 80156, ROCHESTER MI 48307 DESCRIPTION: I HELP ORGANIZE MEETINGS MONTHLY. THERE IS A SEPERATE TREASURER WHO HANDLES THE MONEY 3) DIANE L. YOUNG POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 04/03/1991 ADDRESS: 900 West University, Suite F, Rochester MI 48307 DESCRIPTION: Fixed Life Insurance Sales - Health, Life, Disability, Long Term Care, Fixed Annuities 4) OWNING YOUR FINANCIAL SUCCESS POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 900 W University Suite F Rochester MI 48307, Suite F MI 48307 DESCRIPTION: I wrote a book, "Owning Your Financial Success Occasionally I speak about the book: Public Speaking
CRS (Client Relationship Summary) - RIA
Click below to view Diane Lynn Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2021 - Present
ARROWROOT FAMILY OFFICE, LLC
Office #1: 705 Barclay Circle Suite 125, Rochester Hills, MI 48307RIA
CRD#: 168744
ROCHESTER HILLS, MI
Past
October 24, 2017 - November 14, 2019
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
RIA
CRD#: 144008
Rochester Hills, MI
Past
June 29, 2016 - October 4, 2021
ATHENA ADVISORY SERVICES INC.
RIA
CRD#: 284174
ROCHESTER, MI
Past
June 4, 2010 - September 26, 2016
OSAIC WEALTH, INC.
RIA
CRD#: 23131
ROCHESTER, MI
Past
May 27, 2004 - September 26, 2016
OSAIC WEALTH, INC.
BD
CRD#: 23131
ROCHESTER, MI
Past
August 21, 2000 - May 14, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
June 8, 1998 - April 24, 2000
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
May 9, 1997 - June 9, 1998
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
July 22, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
July 22, 1996 - May 9, 1997
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
December 9, 1992 - July 23, 1996
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
August 23, 1991 - November 3, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
May 22, 1991 - August 16, 1991
MONARCH SECURITIES, INC.
BD
CRD#: 2809
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARROWROOT FAMILY OFFICE, LLC
ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC
CRD#: 168744 / SEC#: 801-121878
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)California
Registered Investment Advisory firm - (9/29/2021 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(10/22/2021)
IAR
Texas(2/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
AF
ARROWROOT FAMILY OFFICE, LLC
ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC
CRD#: 168744 / SEC#: 801-121878
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)California
Registered Investment Advisory firm - (9/29/2021 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4553 Glencoe Avenue Suite 201, Marina Del Rey, CA 90292
Mailing Address
Phone number
(310) 341-4774
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,434 |
| AUM (Assets Under Management) | $ 373,856,384 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARROWROOT FAMILY OFFICE, LLC
CRD#: 168744Rochester Hills, MI 48307TRUST BUT VERIFY
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