Diane L. Young

ARROWROOT FAMILY OFFICE

ROCHESTER HILLS, MI 48307

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CRD#: 2127990

Professional summary

Diane Lynn Young, who also goes by Diane Eickholdt, is a registered financial advisor currently at ARROWROOT FAMILY OFFICE, LLC located in Rochester Hills, Michigan.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Diane has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diane Eickholdt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Lynn Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2021 - Present

ARROWROOT FAMILY OFFICE, LLC

Office #1: 705 Barclay Circle Suite 125, Rochester Hills, MI 48307

RIA

CRD#: 168744

ROCHESTER HILLS, MI

Past

October 24, 2017 - November 14, 2019

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

RIA

CRD#: 144008

Rochester Hills, MI

Past

June 29, 2016 - October 4, 2021

ATHENA ADVISORY SERVICES INC.

RIA

CRD#: 284174

ROCHESTER, MI

Past

June 4, 2010 - September 26, 2016

OSAIC WEALTH, INC.

RIA

CRD#: 23131

ROCHESTER, MI

Past

May 27, 2004 - September 26, 2016

OSAIC WEALTH, INC.

CRD#: 23131

ROCHESTER, MI

Past

August 21, 2000 - May 14, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

June 8, 1998 - April 24, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

May 9, 1997 - June 9, 1998

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

July 22, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

July 22, 1996 - May 9, 1997

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

December 9, 1992 - July 23, 1996

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

August 23, 1991 - November 3, 1992

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

May 22, 1991 - August 16, 1991

MONARCH SECURITIES, INC.

CRD#: 2809

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARROWROOT FAMILY OFFICE, LLC

ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC

CRD#: 168744 / SEC#: 801-121878

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

California

Registered Investment Advisory firm - (9/29/2021 Terminated)

Virginia

Registered Investment Advisory firm - (8/31/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(10/22/2021)

IAR

Texas
(2/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/20/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/22/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/3/1995

General Securities Principal Examination

Current Firm

ARROWROOT FAMILY OFFICE, LLC

ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC

CRD#: 168744 / SEC#: 801-121878

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

California

Registered Investment Advisory firm - (9/29/2021 Terminated)

Virginia

Registered Investment Advisory firm - (8/31/2021 Terminated)

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Contact information

Main Address

4553 Glencoe Avenue Suite 201, Marina Del Rey, CA 90292

Mailing Address

Phone number

(310) 341-4774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARROWROOT FORM ADV PART 2A (1/27/2026)

Regulatory assets under management

Total Number of Accounts	1,434
AUM (Assets Under Management)	$ 373,856,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Diane L. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Lynn Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

ATHENA ADVISORY SERVICES INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

EQUITABLE ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

TOWER SQUARE SECURITIES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

HORNOR, TOWNSEND & KENT, LLC

NEW ENGLAND SECURITIES

MONARCH SECURITIES, INC.

Primary Firm SEC Registration

ARROWROOT FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2010

Series 63

Date: 4/15/1991

SIE

Date: 9/26/2016

Series 7

Date: 2/17/1994

Series 6

Date: 5/20/1991

Series 53

Date: 10/22/2002

Series 24

Date: 2/3/1995

Current Firm

ARROWROOT FAMILY OFFICE, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARROWROOT FAMILY OFFICE, LLC

TRUST BUT VERIFY

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