Richard M. Kolenda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Michael Kolenda, who also goes by Mike Kalenda, Richard Michael Kalenda, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1991. Richard had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2019 - December 31, 2019
THE LEADERS GROUP, INC.
December 21, 2017 - June 27, 2018
THE LEADERS GROUP, INC.
February 18, 2004 - December 31, 2015
THE LEADERS GROUP, INC.
January 28, 2002 - February 23, 2004
FBL MARKETING SERVICES, LLC
February 2, 2001 - January 22, 2002
THE O.N. EQUITY SALES COMPANY
August 7, 2000 - January 31, 2001
FBL MARKETING SERVICES, LLC
June 16, 1992 - July 10, 2000
PRUCO SECURITIES, LLC.
April 2, 1991 - January 2, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 2, 1991 - January 2, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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