Michael T. Magee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Magee, who also goes by Mike Magee, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2013 - December 2, 2015
GFI SECURITIES LLC
October 29, 2012 - May 16, 2013
PPG WEST LLC
November 13, 2007 - May 16, 2013
PHOENIX DERIVATIVES GROUP, LLC
December 1, 2003 - July 20, 2007
GFI SECURITIES LLC
September 30, 2002 - December 17, 2003
INTER-DEALER BROKERS LLC
January 5, 2000 - August 10, 2000
CANTOR FITZGERALD SECURITIES
January 23, 1997 - January 20, 2000
TULLETT LIBERTY BROKERAGE INC.
March 8, 1991 - November 30, 1994
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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