NL
Nicholas Love
LPL ENTERPRISE
Springfield, MO 65804
Some features on this profile are disabled
CRD#: 2127851
NL
Professional summary
Nicholas Love, who also goes by Nicholas Jay Love, Nick Love, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Springfield, Missouri.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Nicholas has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Jay Love | Nick Love
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/27/2024 - Love Insurance and Financial Services Inc. - Non-Variable Insurance - Health and Medicare Products Insurance Sales and Service - INV Related - Start Date 12/01/1991 - At Springfield, MO - 60hrs/mth - 0hrs During Trading 2) 11/27/2024 - Nick Love - Real Estate Rental - own 2 properties for rental: 3149 east sunset springfield MO and 17545 front beach road panama city beach, FL - INV Related - Start Date 01/01/2006 - At Springfield, MO - 2hrs/mth - 0hrs During Trading 3) 11/27/2024 - Village Investors, LLC - Business Entity For Tax/Investment Purposes Only - management of office building that I occupy for business - Not INV Related - Start Date 07/01/1997 - At Springfield, MO - 1hrs/mth - 0hrs During Trading 4) 05/21/2025 - Love Financial - DBA for LPL Business (entity for LPL business) - Springfield, MO - INV REL - Start Date 12/01/1991 - 40hrs/mth
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Love's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Love's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 3032-b S. Fremont Ave., Springfield, MO 65804RIA
BD
CRD#: 8733
Springfield, MO
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 3032-b S. Fremont Ave., Springfield, MO 65804RIA
BD
CRD#: 8733
Springfield, MO
Past
May 9, 2023 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Springfield, MO
Past
July 6, 2020 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Springfield, MO
Past
October 15, 2004 - June 24, 2020
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
SPRINGFIELD, MO
Past
June 16, 2003 - November 9, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
January 2, 2003 - June 12, 2003
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
March 1, 1996 - February 14, 2003
GREYSTONE SECURITIES CORPORATION
BD
CRD#: 37792
SPRINGFIELD, MO
Past
January 1, 1996 - March 6, 1996
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
March 25, 1991 - January 1, 1996
ANDOVER SECURITIES, INC.
BD
CRD#: 16903
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/14/2024)
RR
Florida(11/18/2024)
RR
Georgia(10/27/2025)
RR
Hawaii(11/14/2024)
RR
Illinois(7/17/2025)
RR
Kansas(11/14/2024)
RR
Louisiana(7/10/2025)
RR
Minnesota(7/16/2025)
RR
Missouri(11/14/2024)
IAR
Missouri(11/14/2024)
RR
Oklahoma(11/14/2024)
RR
Texas(11/14/2024)
IAR
Texas(11/14/2024)
RR
Washington(11/14/2024)
RR
Wyoming(1/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Springfield, MO 65804TRUST BUT VERIFY
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