Edwin C. Drake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Charles Drake, CFP®, who also goes by Ed Drake, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1991. Edwin had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
March 26, 2025 - November 3, 2025
PRIME CAPITAL FINANCIAL
January 2, 2024 - March 27, 2025
SINECERA CAPITAL, LLC
March 3, 2020 - January 10, 2024
BAKER TILLY WEALTH MANAGEMENT, LLC
June 1, 2018 - May 12, 2020
UNITED CAPITAL FINANCIAL ADVISORS
October 11, 2016 - December 31, 2018
MRZ FINANCIAL SERVICES LLC
December 8, 2014 - December 31, 2015
ELKO FINANCIAL ADVISORS
July 1, 2013 - July 7, 2017
WIPFLI FINANCIAL ADVISORS, LLC
September 14, 2005 - July 3, 2013
WIPFLI HEWINS INVESTMENT ADVISORS LLC
September 14, 2000 - August 30, 2005
CAP PRO BROKERAGE SERVICES, INC.
December 28, 1999 - August 31, 2005
CLIFTON GUNDERSON WEALTH ADVISORS
September 13, 1996 - October 26, 1999
IDS LIFE INSURANCE COMPANY
September 13, 1996 - October 26, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
March 25, 1991 - August 29, 1996
IDS LIFE INSURANCE COMPANY
March 25, 1991 - August 29, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PRIME CAPITAL FINANCIAL
CRD#: 288712 / SEC#: 801-110709
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME CAPITAL FINANCIAL
CRD#: 288712 / SEC#: 801-110709
Contact information
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 44,399 |
| AUM (Assets Under Management) | $ 30,111,066,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
