Todd R. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Robert Miller, who also goes by Todd Robert Miller, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1992. Todd had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2017 - December 15, 2017
FORETHOUGHT INVESTMENTS
November 20, 2003 - December 31, 2005
VOYA FINANCIAL ADVISORS, INC.
August 29, 2001 - November 6, 2001
FIRST FEDERAL SECURITIES, LLC
October 2, 1998 - December 6, 1999
HORNOR, TOWNSEND & KENT, LLC
May 14, 1992 - October 9, 1998
METROPOLITAN LIFE INSURANCE COMPANY
May 14, 1992 - October 9, 1998
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FORETHOUGHT INVESTMENTS
CRD#: 289919 / SEC#:
Contact information
Red Flags
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