Jack D. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Dale Webb, who also goes by Jack D Webb, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1991. Jack had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2015 - December 31, 2016
TRUTORO
October 31, 2012 - August 13, 2013
QUESTAR CAPITAL CORPORATION
May 31, 2000 - December 15, 2011
SUNSET FINANCIAL SERVICES, INC.
June 24, 1992 - May 31, 2000
WOODBURY FINANCIAL SERVICES, INC.
June 24, 1991 - January 28, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 24, 1991 - January 28, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
TRUTORO
CRD#: 169291 / SEC#: 801-120986, 8-69363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUTORO
CRD#: 169291 / SEC#: 801-120986, 8-69363
Contact information
SEC notice filing (7 States and Territories)
FINRA licenses (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,172 |
| AUM (Assets Under Management) | $ 130,734,559 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
