Steven A. Kirchner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Andrew Kirchner, who also goes by Steve Andrew Kirchner, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2020 - August 9, 2021
EXOS SECURITIES LLC
April 30, 2019 - August 18, 2020
HILLTOP SECURITIES INC.
March 6, 2017 - November 30, 2018
HUNT FINANCIAL SECURITIES
September 26, 2013 - February 28, 2017
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
June 2, 2009 - August 20, 2013
JEFFERIES LLC
October 20, 1994 - March 20, 2009
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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