Andrew K. Woolford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Kilby Woolford, who also goes by Woolford Kilby Andrew Kilby, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1992. Andrew had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2009 - June 3, 2013
JEFFERIES HIGH YIELD TRADING, LLC
March 12, 2004 - April 26, 2017
JEFFERIES LLC
November 3, 1997 - April 5, 2004
CIBC WORLD MARKETS CORP.
May 30, 1996 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
July 17, 1992 - March 14, 1996
MORGAN STANLEY & CO. LLC
June 12, 1992 - July 2, 1992
DB ALEX. BROWN LLC
State Registrations and Notice Filings
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Exams
Current Firm
JEFFERIES HIGH YIELD TRADING, LLC
CRD#: 47363 / SEC#: , 8-51771
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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