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Benjamin James Paulding

CFP®
CRD# 2126239·Registered 1991 - 2020
Previously Registered: Being a previously registered professional could mean that Benjamin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Benjamin James Paulding, CFP®, who also goes by Ben Paulding, was a registered financial advisor. Benjamin was a previously registered financial professional and started their career in finance 1991 - 2020. Benjamin had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Paulding

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

31 years in the financial services industry

Current & Past Employments

CROWN FINANCIAL·CRD# 290323
RIA
Columbus, MS
October 27, 2017 - December 31, 2020
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
St. Cloud, MN
May 22, 2013 - December 5, 2015
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
April 5, 2007 - March 31, 2012
PFIC SECURITIES CORPORATION·CRD# 34941
BD
Franklin, TN
January 26, 2005 - April 5, 2007
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
April 25, 2000 - January 21, 2003
MAIN STREET MANAGEMENT COMPANY·CRD# 547
BD
Boston, MA
January 4, 2000 - April 20, 2000
TRUSTMARK SECURITIES, INC.·CRD# 29707
BD
Jackson, MS
June 24, 1996 - December 6, 1999
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
Hartford, CT
June 21, 1991 - June 1, 1992
HOME LIFE INSURANCE COMPANY·CRD# 4184
BD
June 21, 1991 - October 19, 1992

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Current Firm

CF
CROWN FINANCIAL

CROWN FINANCIAL | CROWN FINANCIAL ADVISORS, LLC

CRD#: 290323

Contact Information

Main Address

915 3rd Ave North, Columbus, MS 39701

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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