Benjamin J. Paulding
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin James Paulding, CFP®, who also goes by Ben Paulding, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1991. Benjamin had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2017 - December 31, 2020
CROWN FINANCIAL
May 22, 2013 - December 5, 2015
CETERA INVESTMENT SERVICES LLC
April 5, 2007 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
January 26, 2005 - April 5, 2007
PFIC SECURITIES CORPORATION
April 25, 2000 - January 21, 2003
A. G. EDWARDS & SONS, INC.
January 4, 2000 - April 20, 2000
MAIN STREET MANAGEMENT COMPANY
June 24, 1996 - December 6, 1999
TRUSTMARK SECURITIES, INC.
June 21, 1991 - June 1, 1992
WS GRIFFITH SECURITIES, INC.
June 21, 1991 - October 19, 1992
HOME LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
CROWN FINANCIAL
CRD#: 290323 / SEC#:
Contact information
Red Flags
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