Paul W. Dannenhauer
Professional summary
Paul Wilhelm Dannenhauer, who also goes by Paul Wilhelm Dannenhaver, is a registered financial advisor currently at MAINLINE WEST FUND MANAGER LLC located in Denver, Colorado and MAINLINE WEST MUNICIPAL SECURITIES LLC located in Denver, Colorado.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Paul has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Wilhelm Dannenhauer's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2019 - Present
MAINLINE WEST FUND MANAGER LLC
Office #1: 2237 W. 30th Avenue, Denver, CO 80211July 17, 2009 - Present
MAINLINE WEST MUNICIPAL SECURITIES LLC
Office #1: 2237 W. 30th Avenue, Denver, CO 80211July 23, 2004 - January 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2004 - January 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 1998 - August 11, 2003
INVESCO CAPITAL MARKETS, INC.
March 20, 1996 - November 5, 1998
HARRIS ASSOCIATES SECURITIES L.P.
April 28, 1993 - February 16, 1996
GOLDMAN SACHS & CO. LLC
May 28, 1992 - October 19, 1992
INVESCO CAPITAL MARKETS, INC.
Primary Firm SEC Registration
MAINLINE WEST FUND MANAGER LLC
CRD#: 147532 / SEC#: 801-69444
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2011)
(9/24/2019)
(7/17/2009)
(9/13/2019)
(2/9/2016)
(9/24/2019)
(8/27/2019)
(1/15/2020)
(7/25/2019)
(9/13/2019)
(9/24/2019)
(5/24/2019)
(1/30/2020)
(4/9/2019)
(9/24/2019)
(4/29/2019)
(9/26/2019)
(4/8/2019)
(9/24/2019)
(4/21/2025)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MAINLINE WEST FUND MANAGER LLC
CRD#: 147532 / SEC#: 801-69444
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 120 |
| AUM (Assets Under Management) | $ 1,681,945,178 |
Red Flags
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