Michael H. Casey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Herbert Casey was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2022 - September 16, 2024
STONEPEAK SECURITIES LLC
August 13, 2007 - January 2, 2020
BLACKSTONE SECURITIES PARTNERS L.P.
April 26, 1995 - April 17, 1998
HEITMAN SECURITIES LLC
October 17, 1991 - December 16, 1994
JMB SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
STONEPEAK SECURITIES LLC
CRD#: 316392 / SEC#: , 8-70803
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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