Peter J. Mullahey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter John Mullahey was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1991. Peter had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2021 - May 18, 2022
BTIG, LLC
November 13, 2017 - September 5, 2019
SEAPORT GLOBAL SECURITIES LLC
March 14, 2011 - November 13, 2017
IMPERIAL CAPITAL, LLC
June 17, 2010 - March 10, 2011
CF GLOBAL TRADING, LLC
November 27, 1991 - October 15, 1996
MERRILL LYNCH GOVERNMENT SECURITIES INC.
March 26, 1991 - October 18, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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