John S. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Scott Johnson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2015 - August 22, 2017
VANN EQUITY MANAGEMENT LLC
July 16, 2015 - August 22, 2017
COPPELL ADVISORY SOLUTIONS LLC
January 3, 2011 - March 9, 2015
MOMENTUM INDEPENDENT NETWORK INC.
December 23, 2010 - March 9, 2015
MOMENTUM INDEPENDENT NETWORK INC.
September 28, 2010 - March 9, 2015
HILLTOP SECURITIES INC.
September 28, 2010 - March 9, 2015
HILLTOP SECURITIES INC.
November 10, 2008 - June 3, 2010
4G FINANCIAL, INC.
September 28, 2005 - November 20, 2008
AVANTAX ADVISORY SERVICES
September 20, 2005 - November 20, 2008
AVANTAX INVESTMENT SERVICES, INC.
January 14, 2004 - September 20, 2005
SECURITIES AMERICA ADVISORS, INC.
July 27, 1999 - September 20, 2005
SECURITIES AMERICA, INC.
June 30, 1998 - July 27, 1999
1ST GLOBAL CAPITAL CORP.
May 11, 1998 - July 16, 1998
LEHMAN BROTHERS INC.
January 11, 1996 - May 28, 1998
AVANTAX INVESTMENT SERVICES, INC.
September 15, 1995 - December 22, 1995
CHARLES SCHWAB & CO., INC.
April 15, 1993 - July 10, 1995
AVANTAX INVESTMENT SERVICES, INC.
November 5, 1991 - April 20, 1993
TD AMERITRADE, INC.
August 5, 1991 - August 30, 1991
H.J. MEYERS & CO., INC.
July 18, 1991 - July 29, 1991
J. W. GANT & ASSOCIATES, INC.
July 18, 1991 - August 26, 1991
CHELSEA STREET SECURITIES, INC.
Primary Firm SEC Registration
VANN EQUITY MANAGEMENT LLC
CRD#: 174239 / SEC#: 801-80766
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANN EQUITY MANAGEMENT LLC
CRD#: 174239 / SEC#: 801-80766
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 203,644,459 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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