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John Thomson Klevens

John T. Klevens

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CRD#: 2125586
John Thomson Klevens

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Thomson Klevens, CFP® was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1991. John had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Biography

John specializes in wealth planning, investment management and retirement planning for high-net-worth individuals, families and retirees. Prior to joining Mariner Wealth Advisors, John established and managed Klevens Capital Management, a financial planning and investment firm providing personalized wealth management solutions to affluent families, individual retirees and business owners. John worked with clients to design, implement and monitor customized plans to help them reach their goals. He also provided directional leadership to the advisors and associates. John has more than 20 years of experience as a financial advisor and portfolio manager.
top-8-questions

Question & Answer

What are your service offerings?
Trading individual securities
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KIRKLAND PERFORMANCE CENTER POSITION: Volunteer NATURE: Member of advisory board for non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2017 ADDRESS: 350 Kirkland Ave, Kirkland WA 98033, United States DESCRIPTION: The Performance Center has an endowment fund. Board members and a few community members like myself volunteer to review the fund's investment, offer opinion, etc. 2) SKYKICK POSITION: None NATURE: Shareholder in non-publicly traded company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2015 ADDRESS: 11010 101st Pl NE, Kirkland WA 98003, United States DESCRIPTION: Shareholder. I have no activities with company.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Past

October 17, 2023 - August 19, 2025

MARINER WEALTH

RIA
CRD#: 140195
Kirkland, WA
Past

March 11, 2021 - September 3, 2023

PFG ADVISORS

RIA
CRD#: 173344
Kirkland, WA
Past

November 18, 2020 - August 31, 2023

ARBOR POINT ADVISORS

RIA
CRD#: 165127
KIRKLAND, WA
Past

November 6, 2020 - August 31, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
KIRKLAND, WA
Past

November 6, 2020 - August 31, 2023

SECURITIES AMERICA, INC.

BD
CRD#: 10205
KIRKLAND, WA
Past

March 16, 2001 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA
CRD#: 3866
BELLEVUE, WA
Past

March 5, 1998 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

BD
CRD#: 3866
BELLEVUE, WA
Past

February 21, 1991 - March 10, 1998

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARINER WEALTH
ADVICEPERIOD | MARINER, LLC | MARINER WEALTH ADVISORS, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER ULTRA | MARINER INSTITUTIONAL CONSULTING, LLC | MARINER INSTITUTIONAL | MARINER | KUMMER FINANCIAL STRATEGIES

CRD#: 140195 / SEC#: 801-66632

RIA
Registered Investment Advisory firm - (4/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/28/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/1/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/28/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/19/1991
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MW
MARINER WEALTH
ADVICEPERIOD | MARINER, LLC | MARINER WEALTH ADVISORS, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER ULTRA | MARINER INSTITUTIONAL CONSULTING, LLC | MARINER INSTITUTIONAL | MARINER | KUMMER FINANCIAL STRATEGIES

CRD#: 140195 / SEC#: 801-66632

RIA
Registered Investment Advisory firm - (4/24/2006 Approved)
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Contact information

Main Address
5700 W. 112th Street Suite 500, Overland Park, KS 66211
Mailing Address
Phone number
(913) 904-5700
Established
Firm type
Fiscal year end
# of Employees
1,503

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARINER ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts155,767
AUM (Assets Under Management)$ 98,603,233,201

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
Report
11/19/2024
Cover Page
Report
12/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARINER WEALTH

Managing DirectorCRD#: 140195

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