John T. Klevens

SCOTTSDALE, AZ

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CRD#: 2125586

Professional summary

John Thomson Klevens, CFP® was a registered financial advisor .

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

250–500 clients

Biography

John specializes in wealth planning, investment management and retirement planning for high-net-worth individuals, families and retirees.

Prior to joining Mariner Wealth Advisors, John established and managed Klevens Capital Management, a financial planning and investment firm providing personalized wealth management solutions to affluent families, individual retirees and business owners. John worked with clients to design, implement and monitor customized plans to help them reach their goals. He also provided directional leadership to the advisors and associates. John has more than 20 years of experience as a financial advisor and portfolio manager.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KIRKLAND PERFORMANCE CENTER POSITION: Volunteer NATURE: Member of advisory board for non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2017 ADDRESS: 350 Kirkland Ave, Kirkland WA 98033, United States DESCRIPTION: The Performance Center has an endowment fund. Board members and a few community members like myself volunteer to review the fund's investment, offer opinion, etc. 2) SKYKICK POSITION: None NATURE: Shareholder in non-publicly traded company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2015 ADDRESS: 11010 101st Pl NE, Kirkland WA 98003, United States DESCRIPTION: Shareholder. I have no activities with company.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

August 25, 2026 - Present

SCOTTSDALE, AZ

Past

October 17, 2023 - August 19, 2025

MARINER WEALTH

RIA

CRD#: 140195

Kirkland, WA

Past

March 11, 2021 - September 3, 2023

PFG ADVISORS

RIA

CRD#: 173344

Kirkland, WA

Past

November 18, 2020 - August 31, 2023

ARBOR POINT ADVISORS

RIA

CRD#: 165127

KIRKLAND, WA

Past

November 6, 2020 - August 31, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

KIRKLAND, WA

Past

November 6, 2020 - August 31, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

KIRKLAND, WA

Past

March 16, 2001 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

BELLEVUE, WA

Past

March 5, 1998 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

BELLEVUE, WA

Past

February 21, 1991 - March 10, 1998

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/25/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/28/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/19/1991

Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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John T. Klevens

Professional summary

At a Glance

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PFG ADVISORS

ARBOR POINT ADVISORS

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

WAMU INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/28/2001

Series 63

Date: 3/1/1991

SIE

Date: 10/1/2018

Series 7

Date: 1/28/1993

Series 6

Date: 2/19/1991

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

Contact information

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