Larry E. France
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Edward France, who also goes by Larry E France, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1973. Larry had worked at 6 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2010 - April 5, 2016
THE TAVENNER COMPANY
January 19, 2005 - January 12, 2010
AMVEST SECURITIES, INCORPORATED
November 27, 2002 - December 31, 2009
AMVEST SECURITIES, INCORPORATED
January 9, 2001 - December 2, 2002
ALBANY SECURITIES, LLC.
November 22, 1994 - December 22, 2000
WESTMINSTER FINANCIAL SECURITIES, INC.
May 25, 1994 - August 23, 1994
TOWER SQUARE SECURITIES, INC.
April 28, 1982 - August 23, 1994
TOWER SQUARE SECURITIES, INC.
June 5, 1978 - February 9, 1982
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 4, 1973 - June 15, 1978
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/26/1973
Registered Representative ExaminationCurrent Firm
THE TAVENNER COMPANY
CRD#: 18004 / SEC#: , 8-41206
Contact information
FINRA licenses (24 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
