Thomas J. Meidhof
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Meidhof was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1991. Thomas had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2016 - June 28, 2018
BTIG, LLC
May 9, 2011 - July 24, 2015
WELLS FARGO SECURITIES, LLC
March 30, 2009 - January 31, 2011
SUSQUEHANNA FINANCIAL GROUP, LLLP
March 26, 2007 - March 31, 2009
BANC OF AMERICA SECURITIES LLC
November 18, 1997 - October 21, 2002
WELLINGTON SALES CORP.
March 24, 1992 - April 26, 1996
MORGAN STANLEY & CO. LLC
February 20, 1991 - June 27, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 20, 1991 - June 27, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/28/2011
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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