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JS

Joseph B. Shevlin

Some features on this profile are disabled
CRD#: 2125060
JS

Professional summary

Joseph Brian Shevlin JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joseph is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Joseph had worked at 7 firms, which includes MILESTONE GROUP MANAGEMENT LLC, SALOMON GREY FINANCIAL CORPORATION, ROYAL HUTTON SECURITIES CORP., INVESTORS ASSOCIATES INC., BEACON SECURITIES INC., JOSEPH ROBERTS & CO. INC., HANOVER STERLING & COMPANY LTD..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 20, 2002 - November 5, 2003

MILESTONE GROUP MANAGEMENT LLC

BD
CRD#: 44486
LAKE SUCCESS, NY
Past

November 13, 2000 - January 13, 2003

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

January 22, 1997 - July 12, 2001

ROYAL HUTTON SECURITIES CORP.

BD
CRD#: 14489
NEW YORK, NY
Past

June 19, 1996 - May 23, 1997

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

November 21, 1995 - January 18, 1996

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

September 5, 1995 - January 23, 1996

BEACON SECURITIES, INC.

BD
CRD#: 15300
NEW YORK, NY
Past

March 9, 1995 - August 2, 1995

JOSEPH ROBERTS & CO., INC.

BD
CRD#: 15971
POMPANO BEACH, FL
Past

April 8, 1993 - September 29, 1994

HANOVER, STERLING & COMPANY LTD.

BD
CRD#: 15491
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/26/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/29/1993
General Securities Representative Examination

Current Firm

MG
MILESTONE GROUP MANAGEMENT LLC
MILESTONE GROUP MANAGEMENT LLC

CRD#: 44486 / SEC#: , 8-50707

BD
Terminated by SEC on 07/18/2005
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/04/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MILESTONE HOLDINGS, LLCMEMBER
MITCHELL, VINCENT MICHAELMEMBER2218939
CASELLA, PAUL JUDECHIEF COMPLIANCE OFFICER2461957
CASELLA, PAUL JUDEMANAGER2461957
EHRENSTEIN, PAUL SAMUELSROP, CROP76229
EHRENSTEIN, PAUL SAMUELFIN OP76229

Disclosures

Regulatory Event2
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILESTONE GROUP MANAGEMENT LLC

CRD#: 44486

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