James G. Burton
Professional summary
James Gibb Burton, who also goes by James G. Burton Jr., James Gibb Burton Jr, James Gibb Burton Jr., Jim Burton Jr., Jim Burton, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Charlotte, North Carolina.
James is registered as a RR (Registered Representative) and started their career in finance in 1991. James has worked at 9 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 24, Series 10, Series 9 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Gibb Burton's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 900 West Trade Street Suite 725, Charlotte, NC 28202April 3, 2023 - May 20, 2025
INSPEREX LLC
February 7, 2022 - March 22, 2023
STONEX FINANCIAL INC.
March 16, 2009 - January 14, 2022
VINING-SPARKS IBG, LLC
January 24, 2006 - March 20, 2009
BANC OF AMERICA SECURITIES LLC
April 23, 2002 - January 13, 2006
ADVEST, INC.
December 1, 2000 - March 1, 2002
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
October 26, 1992 - November 2, 2000
WACHOVIA SECURITIES, INC.
February 20, 1991 - October 27, 1992
WACHOVIA BROKERAGE SERVICE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2025)
(8/12/2025)
(10/20/2025)
(8/12/2025)
(8/12/2025)
(8/4/2025)
(8/15/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
