AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
LM

Lawrence George Meding

CRD# 2124797·Registered 1991 - 2021
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence George Meding, who also goes by Larry Meding Jr, Larry Meding, Lawrence George Meding Jr, Lawrence Meding, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1991 - 2021. Lawrence had worked at 18 firms and has passed the Series 63, SIE, Series 16 and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Meding Jr, Larry Meding, Lawrence George Meding Jr, Lawrence Meding

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

28 years in the financial services industry

Current & Past Employments

INSPEREX LLC·CRD# 101420
BD
Delray Beach, FL
January 22, 2020 - May 17, 2021
SAMUEL A. RAMIREZ & COMPANY, INC.·CRD# 6963
BD
Chicago, IL
May 25, 2018 - September 3, 2019
MEMPHIS CAPITAL·CRD# 8564
BD
Memphis, TN
March 1, 2018 - May 9, 2018
OLDEN LANE SECURITIES, LLC·CRD# 173847
BD
Bridgewater, NJ
August 30, 2017 - February 8, 2018
PIPER SANDLER & CO.·CRD# 665
BD
Chicago, IL
October 10, 2015 - March 20, 2017
BMO CAPITAL MARKETS GKST INC.·CRD# 8352
BD
Minneapolis, MN
June 12, 2013 - October 19, 2015
CRT CAPITAL GROUP LLC·CRD# 28830
BD
Birmingham, AL
March 7, 2012 - February 1, 2013
PIERPONT CAPITAL ADVISORS LLC·CRD# 108424
BD
Birmingham, AL
September 9, 2011 - March 20, 2012
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Birmingham, AL
November 19, 2007 - September 1, 2011
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Memphis, TN
May 9, 2006 - November 12, 2007
RBC CAPITAL MARKETS, LLC·CRD# 31194
RIA
Memphis, TN
December 15, 2005 - May 23, 2006
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Memphis, TN
December 15, 2005 - May 23, 2006
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
RIA
Memphis, TN
January 28, 2005 - November 2, 2005
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
March 10, 2003 - November 2, 2005
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
March 7, 1994 - November 1, 1995
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
January 18, 1994 - March 24, 1994
AEGON USA SECURITIES INC.·CRD# 13302
BD
Cedar Rapids, IA
January 14, 1993 - January 19, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 6, 1992 - December 18, 1992
HAMILTON INVESTMENTS, INC.·CRD# 821
BD
October 29, 1991 - June 15, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 25, 1991 - November 6, 1991

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

IL
INSPEREX LLC

FINANCIAL NORTHEASTERN | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC | INCAPITAL

CRD#: 101420 / SEC#: 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Mailing Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Phone Number

(312) 379-3700

Established

Delaware since 09/01/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INCAPITAL HOLDINGS LLCMEMBER: VOTING—
BARBAR, GEORGE ELIAS ANTHONYCHIEF COMMERCIAL OFFICER4557730
BUSSCHER, ARNOLD BRADLEYCHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL AND INTERIM CHIEF COMPLIANCE OFFICER2213934
CARRELS, CHRISTINE ANNCHIEF MARKETING OFFICER6651750
DEEG, ADITI DAVARECHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP4279152
ELLIOTT, LAURA SUEPRESIDENT2125558
LEHRMAN, IRACHIEF TECHNOLOGY OFFICER2577289
MITCHELL, SCOTT ALEXANDERCHIEF EXECUTIVE OFFICER4717597
NICHOLSON, MARSHALL ALLENHEAD OF STRATEGIC INITIATIVES4585471
TOLAR, JOHN MHEAD OF FIXED INCOME SALES & TRADING3075402

Disclosures

Regulatory Event

1

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Aug 2005About the Series 16 exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
LM
Follow Lawrence
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required