Lawrence G. Meding
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence George Meding, who also goes by Larry Meding Jr, Larry Meding, Lawrence George Meding Jr, Lawrence Meding, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1991. Lawrence had worked at 18 firms and has passed the Series 63, SIE, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2020 - May 17, 2021
INSPEREX LLC
May 25, 2018 - September 3, 2019
SAMUEL A. RAMIREZ & COMPANY, INC.
March 1, 2018 - May 9, 2018
MEMPHIS CAPITAL
August 30, 2017 - February 8, 2018
OLDEN LANE SECURITIES, LLC
October 10, 2015 - March 20, 2017
PIPER SANDLER & CO.
June 12, 2013 - October 19, 2015
BMO CAPITAL MARKETS GKST INC.
March 7, 2012 - February 1, 2013
CRT CAPITAL GROUP LLC
September 9, 2011 - March 20, 2012
PIERPONT CAPITAL ADVISORS LLC
November 19, 2007 - September 1, 2011
STERNE, AGEE & LEACH, INC.
May 9, 2006 - November 12, 2007
J.P. MORGAN SECURITIES LLC
December 15, 2005 - May 23, 2006
RBC CAPITAL MARKETS, LLC
December 15, 2005 - May 23, 2006
RBC CAPITAL MARKETS, LLC
January 28, 2005 - November 2, 2005
MORGAN KEEGAN & COMPANY, LLC
March 10, 2003 - November 2, 2005
MORGAN KEEGAN & COMPANY, LLC
March 7, 1994 - November 1, 1995
ROBERT THOMAS SECURITIES, INC
January 18, 1994 - March 24, 1994
LPL FINANCIAL LLC
January 14, 1993 - January 19, 1994
AEGON USA SECURITIES INC.
August 6, 1992 - December 18, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 1991 - June 15, 1992
HAMILTON INVESTMENTS, INC.
February 25, 1991 - November 6, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSPEREX LLC
CRD#: 101420 / SEC#: , 8-52081
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
