Sean A. Dillon
Professional summary
Sean Anthony Dillon, who also goes by Sean Dillon, is a registered financial professional currently at NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Hoboken, New Jersey.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1995. Sean has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Anthony Dillon's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2017 - Present
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
Office #1: 22 Hudson Place 3rd Floor, Hoboken, NJ, 07030February 13, 2009 - July 20, 2017
COWEN AND COMPANY
August 29, 1995 - February 20, 2009
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2017)
(7/27/2017)
(1/4/2018)
(7/27/2017)
Exams
Series 55
Date: 5/15/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD#: 154559 / SEC#: , 8-68648
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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