Denise D. Eugenides
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Diane Eugenides, who also goes by Denise Diane Callahan, Diane Eugenides Denise, Denise Diane Freer, Denise Peters, Diane Peters, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1991. Denise had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2010 - September 14, 2015
GNV ADVISORS, LLC
January 22, 2008 - December 31, 2008
UHLMANN PRICE SECURITIES, LLC
March 1, 2004 - March 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 2002 - November 12, 2003
GOLDMAN SACHS & CO. LLC
September 14, 1999 - September 18, 2002
WILLIAM BLAIR
February 28, 1992 - September 14, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 1991 - March 2, 1992
MF GLOBAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GNV ADVISORS, LLC
CRD#: 147286 / SEC#: , 8-67894
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
