Michael P. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Paul Hughes was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 10 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2018 - December 9, 2024
NOBLES & RICHARDS, INC.
June 5, 2013 - August 30, 2017
MOLONEY SECURITIES CO., INC.
July 8, 2011 - December 31, 2012
DIMIRAK SECURITIES CORPORATION
March 16, 2005 - May 20, 2011
ENERGY HUNTER SECURITIES, INC.
October 16, 1998 - February 25, 2004
STANDARD INVESTMENT CHARTERED INCORPORATED
November 25, 1997 - September 8, 1998
WNC CAPITAL CORPORATION
July 28, 1997 - December 15, 1997
AEI SECURITIES, INC.
September 27, 1995 - March 10, 1997
CION SECURITIES, LLC
July 20, 1994 - June 8, 1995
WNC CAPITAL CORPORATION
March 25, 1992 - July 29, 1994
U.S. SECURITIES CLEARING CORP.
July 3, 1991 - August 21, 1991
THE CAMDEN GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOBLES & RICHARDS, INC.
CRD#: 146870 / SEC#: , 8-67859
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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