Teryl L. Littlejohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teryl Lee Littlejohn, who also goes by Teryl Littlejohn Dalton, Teryl Littlejohn Greer, Teryl Littlejohn Morell, was a registered financial professional .
Teryl is a previously registered financial professional and started their career in finance in 1991. Teryl had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2015 - December 31, 2017
PFS INVESTMENTS INC.
November 23, 2015 - December 31, 2017
PFS INVESTMENTS INC.
May 22, 2012 - November 25, 2013
PFS INVESTMENTS INC.
May 22, 2012 - November 25, 2013
PFS INVESTMENTS INC.
April 20, 2010 - July 12, 2011
INTEGRITY ALLIANCE, LLC.
April 6, 2010 - July 12, 2011
INTEGRITY ALLIANCE, LLC.
April 7, 2008 - April 30, 2008
CUNA BROKERAGE SERVICES, INC.
April 7, 2008 - April 30, 2008
CUNA BROKERAGE SERVICES, INC.
June 12, 2007 - April 1, 2008
LPL FINANCIAL LLC
June 12, 2007 - April 1, 2008
LPL FINANCIAL LLC
May 7, 2007 - May 21, 2007
DORTCH SECURITIES & INVESTMENTS, INC.
February 19, 1999 - May 10, 2007
SECURITIES AMERICA ADVISORS, INC.
January 5, 1999 - May 10, 2007
SECURITIES AMERICA, INC.
June 9, 1997 - January 6, 1999
VSR FINANCIAL SERVICES, INC.
December 21, 1995 - July 8, 1997
FFP SECURITIES, INC.
October 11, 1995 - December 21, 1995
ST. BERNARD FINANCIAL SERVICES, INC.
February 25, 1991 - October 16, 1995
IDS LIFE INSURANCE COMPANY
February 25, 1991 - October 16, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
