John R. Marone

INSPEREX LLC

Delray Beach, FL 33483

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CRD#: 2124618

Professional summary

John Robert Marone is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Robert Marone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2012 - Present

INSPEREX LLC

Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

CRD#: 101420

Delray Beach, FL

Past

November 8, 2012 - November 28, 2018

INCAPITAL DISTRIBUTORS LLC

CRD#: 156622

BOCA RATON, FL

Past

January 5, 2011 - November 7, 2012

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

JACKSONVILLE, FL

Past

December 16, 2002 - November 7, 2012

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

JACKSONVILLE, FL

Past

August 12, 2002 - December 9, 2002

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

October 1, 2000 - August 6, 2002

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WINTER HAVEN, FL

Past

October 1, 2000 - August 6, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 25, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

April 1, 1998 - December 11, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

May 14, 1997 - April 1, 1998

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

March 20, 1991 - May 27, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 20, 1991 - May 27, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/8/2012)

Alaska
(11/8/2012)

Arizona
(11/8/2012)

Arkansas
(11/8/2012)

California
(11/8/2012)

Colorado
(11/8/2012)

Connecticut
(11/8/2012)

Delaware
(11/8/2012)

District of Columbia
(11/8/2012)

Florida
(11/8/2012)

Georgia
(11/8/2012)

Hawaii
(11/8/2012)

Idaho
(11/8/2012)

Illinois
(11/8/2012)

Indiana
(11/8/2012)

Iowa
(11/8/2012)

Kansas
(11/8/2012)

Kentucky
(11/8/2012)

Louisiana
(11/8/2012)

Maine
(11/8/2012)

Maryland
(11/8/2012)

Massachusetts
(11/8/2012)

Michigan
(11/8/2012)

Minnesota
(11/8/2012)

Mississippi
(11/8/2012)

Missouri
(11/8/2012)

Montana
(11/8/2012)

Nebraska
(11/8/2012)

Nevada
(11/8/2012)

New Hampshire
(11/8/2012)

New Jersey
(11/8/2012)

New Mexico
(11/8/2012)

New York
(11/8/2012)

North Carolina
(11/8/2012)

North Dakota
(11/8/2012)

Ohio
(11/8/2012)

Oklahoma
(11/8/2012)

Oregon
(11/8/2012)

Pennsylvania
(11/8/2012)

Puerto Rico
(11/16/2012)

Rhode Island
(11/8/2012)

South Carolina
(11/8/2012)

South Dakota
(11/8/2012)

Tennessee
(11/8/2012)

Texas
(11/8/2012)

Utah
(11/8/2012)

Vermont
(11/8/2012)

Virgin Islands
(11/16/2012)

Virginia
(11/8/2012)

Washington
(11/8/2012)

West Virginia
(11/8/2012)

Wisconsin
(11/9/2012)

Wyoming
(11/8/2012)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INSPEREX LLC

CRD#: 101420 / SEC#: , 8-52081

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Mailing Address

233 South Wacker Drive Suite 4400, Chicago, IL 60606

Phone number

(312) 379-3700

Established

Delaware since 09/01/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INSPEREX HOLDINGS LLC	MEMBER: VOTING
BUSSCHER, ARNOLD BRADLEY	CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL	2213934
CARRELS, CHRISTINE ANN	CHIEF MARKETING OFFICER	6651750
DEEG, ADITI DAVARE	CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP	4279152
ELLIOTT, LAURA SUE	PRESIDENT	2125558
LEHRMAN, IRA	CHIEF TECHNOLOGY OFFICER	2577289
MITCHELL, SCOTT ALEXANDER	CHIEF EXECUTIVE OFFICER	4717597
NICHOLSON, MARSHALL ALLEN	HEAD OF STRATEGIC INITIATIVES	4585471
PAPAGIANNIS, JAMES JOHN	CHIEF COMPLIANCE OFFICER & AMLCO	2449960
TOLAR, JOHN M	HEAD OF FIXED INCOME SALES & TRADING	3075402

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Marone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Robert Marone's CRS (Customer Relationship Summary).

Certified licenses

Experience

INCAPITAL DISTRIBUTORS LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

ESSEX NATIONAL SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BARNETT INVESTMENTS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2009

Series 63

Date: 4/6/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/18/1991

Series 24

Date: 9/25/2003

FINRA

Current Firm

INSPEREX LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INSPEREX LLC

TRUST BUT VERIFY

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