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JM

John Robert Marone

INSPEREX

DELRAY BEACH, FL

·CRD# 2124618·35 years experience

Professional Summary

John Robert Marone is a registered financial advisor currently at INSPEREX LLC located in Delray Beach, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

INSPEREX LLC·CRD# 101420

BD

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

November 8, 2012 - Present

INCAPITAL DISTRIBUTORS LLC·CRD# 156622

BD

Boca Raton, FL

November 8, 2012 - November 28, 2018

PNC MANAGED ACCOUNT SOLUTIONS, INC.·CRD# 110476

RIA

Jacksonville, FL

January 5, 2011 - November 7, 2012

BBVA COMPASS INVESTMENT SOLUTIONS, INC·CRD# 17086

BD

Jacksonville, FL

December 16, 2002 - November 7, 2012

ESSEX NATIONAL SECURITIES, LLC·CRD# 25454

BD

Napa, CA

August 12, 2002 - December 9, 2002

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

RIA

Winter Haven, FL

October 1, 2000 - August 6, 2002

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

BD

St. Louis, MO

October 1, 2000 - August 6, 2002

FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112

BD

Charlotte, NC

January 25, 1999 - October 1, 2000

BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361

BD

Boston, MA

April 1, 1998 - December 11, 1998

BARNETT INVESTMENTS, INC.·CRD# 14897

BD

Jacksonville, FL

May 14, 1997 - April 1, 1998

IDS LIFE INSURANCE COMPANY·CRD# 6321

BD

Minneapolis, MN

March 20, 1991 - May 27, 1997

AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363

BD

Minneapolis, MN

March 20, 1991 - May 27, 1997

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TRANSAMERICA FINANCIAL ADVISORS, LLC

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Current Firm

IL

INSPEREX LLC

INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC

CRD#: 101420 / SEC#: 8-52081

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Mailing Address

233 South Wacker Drive Suite 4400, Chicago, IL 60606

Phone Number

(312) 379-3700

Established

Delaware since 09/01/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INCAPITAL HOLDINGS LLC	MEMBER: VOTING	—
BUSSCHER, ARNOLD BRADLEY	CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL	2213934
CARRELS, CHRISTINE ANN	CHIEF MARKETING OFFICER	6651750
DEEG, ADITI DAVARE	CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP	4279152
ELLIOTT, LAURA SUE	PRESIDENT	2125558
LEHRMAN, IRA	CHIEF TECHNOLOGY OFFICER	2577289
MITCHELL, SCOTT ALEXANDER	CHIEF EXECUTIVE OFFICER	4717597
NICHOLSON, MARSHALL ALLEN	HEAD OF STRATEGIC INITIATIVES	4585471
PAPAGIANNIS, JAMES JOHN	CHIEF COMPLIANCE OFFICER & AMLCO	2449960
TOLAR, JOHN M	HEAD OF FIXED INCOME SALES & TRADING	3075402

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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TRANSAMERICA FINANCIAL ADVISORS, LLC

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(11/8/2012)

RR

Alaska
(11/8/2012)

RR

Arizona
(11/8/2012)

RR

Arkansas
(11/8/2012)

RR

California
(11/8/2012)

RR

Colorado
(11/8/2012)

RR

Connecticut
(11/8/2012)

RR

Delaware
(11/8/2012)

RR

District of Columbia
(11/8/2012)

RR

Florida
(11/8/2012)

RR

Georgia
(11/8/2012)

RR

Hawaii
(11/8/2012)

RR

Idaho
(11/8/2012)

RR

Illinois
(11/8/2012)

RR

Indiana
(11/8/2012)

RR

Iowa
(11/8/2012)

RR

Kansas
(11/8/2012)

RR

Kentucky
(11/8/2012)

RR

Louisiana
(11/8/2012)

RR

Maine
(11/8/2012)

RR

Maryland
(11/8/2012)

RR

Massachusetts
(11/8/2012)

RR

Michigan
(11/8/2012)

RR

Minnesota
(11/8/2012)

RR

Mississippi
(11/8/2012)

RR

Missouri
(11/8/2012)

RR

Montana
(11/8/2012)

RR

Nebraska
(11/8/2012)

RR

Nevada
(11/8/2012)

RR

New Hampshire
(11/8/2012)

RR

New Jersey
(11/8/2012)

RR

New Mexico
(11/8/2012)

RR

New York
(11/8/2012)

RR

North Carolina
(11/8/2012)

RR

North Dakota
(11/8/2012)

RR

Ohio
(11/8/2012)

RR

Oklahoma
(11/8/2012)

RR

Oregon
(11/8/2012)

RR

Pennsylvania
(11/8/2012)

RR

Puerto Rico
(11/16/2012)

RR

Rhode Island
(11/8/2012)

RR

South Carolina
(11/8/2012)

RR

South Dakota
(11/8/2012)

RR

Tennessee
(11/8/2012)

RR

Texas
(11/8/2012)

RR

Utah
(11/8/2012)

RR

Vermont
(11/8/2012)

RR

Virgin Islands
(11/16/2012)

RR

Virginia
(11/8/2012)

RR

Washington
(11/8/2012)

RR

West Virginia
(11/8/2012)

RR

Wisconsin
(11/9/2012)

RR

Wyoming
(11/8/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2003About the Series 24 exam

FINRA

SRO Registrations

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Stuart Craig Chamberlin JR

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CRS (Client Relationship Summary) - BD

Click below to view John Robert Marone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

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JM

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