Stephen M. Fedak

GLOBAL FINANCIAL PRIVATE CLIENT

Sarasota, FL 34232

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CRD#: 2124519

Professional summary

Stephen Michael Fedak, CFP® is a registered financial advisor currently at GLOBAL FINANCIAL PRIVATE CLIENT located in Sarasota, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GLOBAL FINANCIAL private client; 2ND FL, SARASOTA, FL 34237 - FIXED INSURANCE SALES, LIFE, AND FIXED ANNUITIES - 10-20/HRS TIME SPENT ON THIS OUTSIDE BUSINESS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Fedak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 29, 2018 - Present

GLOBAL FINANCIAL PRIVATE CLIENT

Office #1: 6000 Cattleridge Drive Suite 200, Sarasota, FL 34232

RIA

CRD#: 290006

Sarasota, FL

Past

April 16, 2019 - December 31, 2022

J.W. COLE FINANCIAL, INC.

CRD#: 124583

SARASOTA, FL

Past

December 6, 2007 - January 18, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

SARASOTA, FL

Past

August 5, 2005 - April 18, 2019

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

SARASOTA, FL

Past

May 2, 2005 - August 2, 2005

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

February 24, 2005 - May 2, 2005

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

MCDONOUGH, GA

Past

January 1, 1999 - July 22, 2004

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

TAMPA, FL

Past

November 14, 1994 - July 19, 2004

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

June 12, 1991 - September 9, 1994

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Past

February 8, 1991 - May 1, 1991

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL FINANCIAL PRIVATE CLIENT

GLOBAL FINANCIAL PRIVATE CLIENT | GLOBAL FINANCIAL PRIVATE CLIENT, LLC

CRD#: 290006 / SEC#: 801-112204

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/4/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/1999

General Securities Principal Examination

Current Firm

GLOBAL FINANCIAL PRIVATE CLIENT

GLOBAL FINANCIAL PRIVATE CLIENT | GLOBAL FINANCIAL PRIVATE CLIENT, LLC

CRD#: 290006 / SEC#: 801-112204

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

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Contact information

Main Address

6000 Cattleridge Drive Suite 200, Sarasota, FL 34232

Mailing Address

Phone number

(941) 441-1624

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/18/2025)

Regulatory assets under management

Total Number of Accounts	954
AUM (Assets Under Management)	$ 666,929,242

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/08/2025	Cover Page	Report
01/09/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Stephen M. Fedak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Fedak's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

NATIONAL PLANNING CORPORATION

G.F. INVESTMENT SERVICES, LLC

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

GLOBAL FINANCIAL PRIVATE CLIENT

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/1991

SIE

Date: 10/1/2018

Series 7

Date: 2/6/1991

Series 24

Date: 3/8/1999

Current Firm

GLOBAL FINANCIAL PRIVATE CLIENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLOBAL FINANCIAL PRIVATE CLIENT

TRUST BUT VERIFY

Contact information

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