Robert I. Fragasso
FRAGASSO FINANCIAL ADVISORS | Chairman and CEO
Mcmurray, PA 15317
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CRD#: 212445
Professional summary
Robert Ivano Fragasso, who also goes by Robert I Fragasso, is a registered financial advisor currently at FRAGASSO FINANCIAL ADVISORS located in Mcmurray, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Robert has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 5, PC, Series 000, Series 1, Series 51 and Series 24 exams.
Biography
For over four decades, Fragasso Financial Advisors has been focused on providing sound asset management and financial planning for our clients, who range from high net worth individuals to retirement plan sponsors and nonprofit institutions. It is our responsibility to understand the unique needs and challenges of each and every one of our clients, while at the same time delivering our services through an attentive and professional client experience that is uniform across the firm.
Our approach and how we are compensated are transparent from the beginning. We are primarily a fee-based investment manager providing holistic financial planning guidance and investment management that is free from proprietary products and the conflict of investment commissions. All of our employees are salaried professionals. We are an investment fiduciary to our clients. This means that the recommendations we make start and end with what is in the best interest of our clients. Clients can trust that the recommendations we provide are for their benefit, not a commission check.
Our structure enables us to concentrate on what truly matters - helping clients pursue their financial goals.
Barron's Top 1,200 Independent Advisors, #2 in western Pennsylvania, March 2018
Barron's Top 100 Independent Advisors, #2 in western Pennsylvania, August 2017
Question & Answer
What are your service offerings?
Trust & estate planning
Institutional consulting
Trading individual securities
Insurance
Financial planning
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Robert I Fragasso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ESOP. 2200 Georgetown Drive, SUITE 302, Sewickley, PA 15143. EMPLOYEE STOCK OWNERSHIP PLAN. TRUSTEE IN WHICH REP ACTS AS A FIDICARY CAPACITY. 2 HOURS/MO; 1 DURING TRADING HOURS. 2) FRAGASSO FINANCIAL ADVISORS. 3402 Washington Road, Suite 301, McMurray, PA 15317. DBA NAME. CHAIRMAN & CHIEF EXECUTIVE OFFICER. 160 HOURS/MO; 130 DURING TRADING HOURS. 3) FRAGASSO FINANCIAL ADVISORS. 3402 Washington Road, SUITE 301, McMurray, PA 15317. REGISTERED INVESTMENT ADVISOR. CHAIRMAN & CHIEF EXECUTIVE OFFICE. 120 HOURS/MO; 100 DURING TRADING HOURS. 4) INDEPENDENT INSURANCE AGENT. 3402 Washington Road, SUITE 301, McMurray, PA 15317. 5 HOURS/MO; 2 DURING TRADING HOURS. 5) LEEFER FAMILY IRREVOCABLE TRUST. TRUSTEE. 0 HOURS/MO; 0 DURING TRADING HOURS. 6) ED LEEFER IRREVOCABLE TRUST. TRUSTEE. 0 HOURS/MO; 0 DURING TRADING HOURS. 7) BOOK: STARTING YOUR OWN PRACTICE: THE INDEPENDENCE GUIDE FOR INVESTMENT ADVISORS, ATTORNEYS, CPAS AND OTHER. JOHN WILEY & SONS, PUBLISHER. SECOND EDITION OF A BOOK ORIGINALLY PUBLISHED IN 2006. AUTHOR.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Ivano Fragasso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 1996 - Present
FRAGASSO FINANCIAL ADVISORS
Office #1: 3402 Washington Road Suite 301, Mcmurray, PA 15317RIA
CRD#: 123255
Mcmurray, PA
Past
August 2, 2018 - December 10, 2021
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Pittsburgh, PA
Past
June 6, 2018 - July 20, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
PITTSBURGH, PA
Past
June 23, 2003 - February 23, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
PITTSBURGH, PA
Past
February 21, 1996 - August 2, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
PITTSBURGH, PA
Past
July 31, 1993 - February 29, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 29, 1985 - September 26, 1986
BUTCHER & SINGER INC.
BD
CRD#: 6517
Past
November 12, 1979 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
June 30, 1975 - December 23, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BD
CRD#: 640
Past
September 8, 1972 - July 12, 1975
LANCASTER LEEDS & CO., INC.
BD
CRD#: 2732
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FRAGASSO FINANCIAL ADVISORS
CARTER CAPITAL STRATEGIES | THE INVESTMENT ADVISORY GROUP | THE FRAGASSO GROUP INC. | SUTHERLAND WEALTH MANAGEMENT | FRAGASSO RETIREMENT PLAN ADVISORS | FRAGASSO NONPROFIT INVESTMENT ADVISORS | FRAGASSO INVESTMENT ADVISORS | FRAGASSO FINANCIAL ADVISORS INC. | FRAGASSO FINANCIAL ADVISORS | DANKO FINANCIAL LLC
CRD#: 123255 / SEC#: 801-77097
RIA
Registered Investment Advisory firm - (9/12/2012 Approved)Pennsylvania
Registered Investment Advisory firm - (9/19/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(6/12/1996)
IAR
Texas(7/17/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
RR
PC
Date: 9/2/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 000
Date: 8/28/1972
General Securities Principal ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 8/28/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FRAGASSO FINANCIAL ADVISORS
CARTER CAPITAL STRATEGIES | THE INVESTMENT ADVISORY GROUP | THE FRAGASSO GROUP INC. | SUTHERLAND WEALTH MANAGEMENT | FRAGASSO RETIREMENT PLAN ADVISORS | FRAGASSO NONPROFIT INVESTMENT ADVISORS | FRAGASSO INVESTMENT ADVISORS | FRAGASSO FINANCIAL ADVISORS INC. | FRAGASSO FINANCIAL ADVISORS | DANKO FINANCIAL LLC
CRD#: 123255 / SEC#: 801-77097
RIA
Registered Investment Advisory firm - (9/12/2012 Approved)Pennsylvania
Registered Investment Advisory firm - (9/19/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Georgetown Drive Suite 302, Sewickley, PA 15143
Mailing Address
Phone number
(412) 227-3200
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,442 |
| AUM (Assets Under Management) | $ 2,422,371,738 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRAGASSO FINANCIAL ADVISORS
Chairman and CEOCRD#: 123255Mcmurray, PA 15317TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
