Barbara A. Shegog

BAS CAPITAL MANAGEMENT LLC

Moultonboro, NH

Some features on this profile are disabled

CRD#: 2124357

Professional summary

Barbara Ann Shegog, who also goes by Barbara Ann Buletti, Barbara Ann Laino, is a registered financial advisor currently at BAS CAPITAL MANAGEMENT LLC located in Moultonboro, New Hampshire.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Barbara has worked at 3 firms and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara Ann Buletti | Barbara Ann Laino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Shegog's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2021 - Present

BAS CAPITAL MANAGEMENT LLC

RIA

CRD#: 315253

Moultonboro, NH

Past

February 15, 2022 - November 5, 2024

SQUAM LAKES FINANCIAL ADVISORS, LLC

RIA

CRD#: 121325

MOULTONBORO, NH

Past

July 30, 2010 - December 15, 2010

BAS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 153613

WINCHESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(11/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 4/26/2012

National Commodity Futures Examination

Current Firm

BAS CAPITAL MANAGEMENT LLC

CRD#: 315253 / SEC#:

New Hampshire

Registered Investment Advisory firm - (10/6/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Moultonboro, NH

Mailing Address

Phone number

(339) 293-9855

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Barbara A. Shegog

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Shegog's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAS CAPITAL MANAGEMENT LLC

SQUAM LAKES FINANCIAL ADVISORS, LLC

BAS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 4/26/2012

Current Firm

BAS CAPITAL MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

BAS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors