William P. Henson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Peter Henson, who also goes by Bill Henson, William Henson, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2008 - August 12, 2008
XSHARES SECURITIES LLC
January 9, 2006 - September 14, 2009
GRAIL SECURITIES, LLC
November 6, 1996 - April 15, 2004
NATIONAL BANK OF CANADA FINANCIAL INC.
April 19, 1991 - August 8, 1996
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
XSHARES SECURITIES LLC
CRD#: 141534 / SEC#: , 8-67395
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
