Edward P. Galvan
Professional summary
Edward Paul Galvan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Edward had worked at 5 firms, which includes THE CONCORD EQUITY GROUP LLC, FAB SECURITIES OF AMERICA INC., FAS WEALTH MANAGEMENT SERVICES INC., DICKINSON & CO., J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 1999 - February 16, 2001
THE CONCORD EQUITY GROUP, LLC
June 29, 1995 - September 2, 1999
FAB SECURITIES OF AMERICA, INC.
August 26, 1994 - June 7, 1995
FAS WEALTH MANAGEMENT SERVICES, INC.
July 14, 1992 - August 24, 1994
DICKINSON & CO.
February 13, 1991 - July 28, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE CONCORD EQUITY GROUP, LLC
CRD#: 14569 / SEC#: , 8-35226
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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