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Blaine G. Marder

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CRD#: 2123921
BM
Blaine Gary Marder

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Blaine Gary Marder was a registered financial professional .

Blaine is a previously registered financial professional and started their career in finance in 2003. Blaine had worked at 2 firms and has passed the Series 63 and Series 7 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 9, 2010 - December 31, 2012

LOEB PARTNERS CORPORATION

BD
CRD#: 10929
NEW YORK, NY
Past

May 10, 2004 - July 22, 2008

LOEB PARTNERS CORPORATION

BD
CRD#: 10929
NEW YORK, NY
Past

March 26, 2003 - January 9, 2004

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/3/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


LP
LOEB PARTNERS CORPORATION
LOEB PARTNERS CORPORATION

CRD#: 10929 / SEC#: 801-39571, 8-28004

BD
Terminated by SEC on 05/28/2018
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Contact information


Main Address
100 Wall Street 19th Floor, New York, NY 10005
Mailing Address
Phone number
Established
Delaware since 03/01/1982
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

LOEB PARTNERS CORPORATION - FORM ADV PART 2A (12/20/2018)

Direct owners and executive officers


NamePositionCRD#
LOEB HOLDING CORPORATIONSHAREHOLDER
CORWELL, COLLEEN ELIZABETHCHIEF COMPLIANCE OFFICER4154751
HAYWARD, JAMES MICHAELCHEIF FINANCIAL OFFICER AND FINOP2872137
TCHEREPNINE, PETER ALEXANDROVICHCHIEF EXECUTIVE OFFICER443600

Disclosures


Regulatory Event3
Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LOEB PARTNERS CORPORATION

CRD#: 10929

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