JD
Jerome V. Duhovic
CENTAURUS FINANCIAL
Anaheim, CA 92802
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CRD#: 2123754
JD
Professional summary
Jerome Victor Duhovic, who also goes by Jerome Duhovic, Jerry VIctor Duhovic, Jerry Duhovic, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Anaheim, California.
Jerome is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jerome has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerome Duhovic | Jerry Victor Duhovic | Jerry Duhovic
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HAMILTON STRATEGIC MARKETING POSITION: CONSULTANT NATURE: MARKETING CONSULTING COMPANY INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2006 ADDRESS: 13882 HEWES AVE, SANTA ANA CA 92705, United States DESCRIPTION: Consultant 2. BROKERAGE DESIGN & DEVELOPMENT "BDD" POSITION: CONSULTANT NATURE: CONSULTANT TRAINING FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2006 ADDRESS: 2300 E. KATELLA AVE., SUITE 200, ANAHEIM CA 92806, United States DESCRIPTION: CONSULTANT ACTIVITIES
CRS (Client Relationship Summary) - RIA
Click below to view Jerome Victor Duhovic's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerome Victor Duhovic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2300 E. Katella Avenue Suite #200, Anaheim, CA 92802Office #2: 2300 E. Katella Avenue Suite #200, Anaheim, CA 92806RIA
BD
CRD#: 30833
Anaheim, CA
Current
November 1, 2006 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2300 E. Katella Avenue Suite #200, Anaheim, CA 92802Office #2: 2300 E. Katella Avenue Suite #200, Anaheim, CA 92806RIA
BD
CRD#: 30833
Anaheim, CA
Current
June 6, 2011 - Present
PACIFIC POINT SECURITIES, LLC
Office #1: 2300 E. Katella, Suite 275, Anaheim, CA 92806BD
CRD#: 150272
Anaheim, CA
Past
October 17, 2002 - December 31, 2004
TD AMERITRADE CLEARING, INC.
BD
CRD#: 5633
OMAHA, NE
Past
April 24, 2001 - July 2, 2002
WORLDXT LLC
BD
CRD#: 46112
JERSEY CITY, NJ
Past
October 20, 1999 - November 8, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
BD
CRD#: 36807
JERSEY CITY, NJ
Past
January 5, 1999 - December 31, 2003
ICLEARING LLC
BD
CRD#: 43200
OMAHA, NE
Past
April 22, 1998 - August 18, 2003
ICAPITAL MARKETS LLC
BD
CRD#: 5209
OMAHA, NE
Past
January 8, 1992 - March 19, 1998
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/1/2006)
IAR
California(1/10/2018)
RR
Connecticut(6/7/2011)
RR
Florida(6/15/2011)
RR
Indiana(6/7/2011)
RR
Massachusetts(6/8/2011)
RR
Michigan(7/19/2011)
RR
Nevada(6/10/2011)
RR
Oregon(6/20/2011)
RR
Texas(6/17/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
