Victor V. James
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Vernon James JR was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1992. Victor had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2018 - March 28, 2018
PHOENIX PORTFOLIO MANAGEMENT SERVICES
December 9, 2011 - December 31, 2017
PHOENIX PORTFOLIO MANAGEMENT SERVICES
June 30, 2008 - August 22, 2011
PHOENIX PORTFOLIO MANAGEMENT SERVICES
January 17, 1995 - January 2, 2003
PHOENIX PORTFOLIO MANAGEMENT SERVICE, INC.
July 7, 1992 - August 1, 1994
OSAIC WEALTH, INC.
January 13, 1992 - July 13, 1992
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PHOENIX PORTFOLIO MANAGEMENT SERVICES
CRD#: 136421 / SEC#:
Contact information
Red Flags
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