Matthew D. Chaffee
Professional summary
Matthew Douglas Chaffee, who also goes by Mathew Douglas Chaffee, is a registered financial professional currently at LEIGH BALDWIN & CO., LLC located in Norwich, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1991. Matthew has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 4 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Douglas Chaffee's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2000 - Present
LEIGH BALDWIN & CO., LLC
Office #1: 2 Hayes Street, Norwich, NY 13815March 23, 1999 - September 6, 2000
IBN FINANCIAL SERVICES, INC.
January 3, 1996 - December 31, 1998
MOMENTUM INDEPENDENT NETWORK INC.
October 28, 1993 - March 14, 1996
M. ROBERT BURTON ASSOC., INC.
February 11, 1991 - November 5, 1993
SUNPOINT SECURITIES, INC.
Primary Firm SEC Registration
LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2025)
(8/18/2025)
(9/15/2021)
(3/13/2007)
(10/3/2023)
(8/9/2007)
(4/17/2024)
(8/18/2025)
(7/20/2021)
(3/18/2021)
(1/26/2000)
(2/10/2011)
(2/12/2009)
(4/8/2014)
(9/30/2021)
(1/6/2020)
(10/3/2023)
(8/29/2013)
(4/6/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 8/26/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
Contact information
SEC notice filing (13 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 285,522,208 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEIGH BALDWIN & CO., LLC
CRD#: 38751Norwich, NY 13815TRUST BUT VERIFY
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