Edward R. Sachs
Professional summary
Edward Reynolds Sachs was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Edward had worked at 5 firms, which includes TRADEWAY SECURITIES GROUP INC., GKN SECURITIES CORP., W.J. NOLAN & COMPANY INC., JOSEPH CHARLES & ASSOC. INC., JOSEPHTHAL & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 1998 - November 5, 1998
TRADEWAY SECURITIES GROUP, INC.
May 19, 1997 - September 8, 1998
GKN SECURITIES CORP.
August 13, 1996 - June 18, 1997
W.J. NOLAN & COMPANY, INC.
August 18, 1994 - August 16, 1996
JOSEPH CHARLES & ASSOC., INC.
January 5, 1993 - August 19, 1994
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRADEWAY SECURITIES GROUP, INC.
CRD#: 29794 / SEC#: , 8-44549
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUILTINAN, FRANCIS JOSEPH | CHAIRMAN OF THE BOARD, DIRECTOR, CEO | 1389620 |
| GUILTINAN, ROBERT MICHAEL | SHAREHOLDER | 2644488 |
| MADDEN, JOHN LAURENCE | SHAREHOLDER | 867661 |
| MANGIAPANE, JOSEPH JR | SHAREHOLDER | 1700465 |
| LANDAU, DAN EVAN | REGISTERED PRINCIPAL, SHAREHOLDER | 2401574 |
| WOODRUM, GEORGE QUINTIN | CHIEF COMPLIANCE OFFICER, CFO | 2783933 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
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